Compliance Consultant Job at ProPivotal, Newport Beach, CA

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  • ProPivotal
  • Newport Beach, CA

Job Description

A leading global investment management organization is seeking a Compliance Consultant to join its Legal and Compliance Department in Newport Beach, California, on a temporary basis. The role offers an hourly rate between $50 to 60 per hour. Work Arrangement Hybrid schedule: 4 days on-site, 1 day remote Why This Job Is Awesome / Your Impact Contribute to the ongoing development and enhancement of compliance programs within a well-respected organization Support innovative technology solutions to streamline compliance operations Play a key role in monitoring, testing, and reporting activities that uphold regulatory standards Collaborate across diverse departments, promoting a proactive and ethical compliance culture Gain valuable experience within a globally recognized firm specializing in fixed income and alternative investments Responsibilities Support compliance program development and implementation in coordination with global teams Build and optimize workflows using compliance technology tools to enhance operational efficiency Manage project timelines, stakeholder communication, and resources for compliance initiatives Conduct surveillance, monitoring, and testing of compliance policies and procedures Assist with regulatory reporting requirements and stay current with evolving compliance standards Collaborate effectively with various departments to strengthen controls and compliance practices Demonstrate initiative and adaptability in a dynamic environment Credentials Bachelor’s degree required Required Experience and Skills Minimum of 2 years of regulatory compliance experience in investment management or related fields Knowledge of U.S. investment adviser and broker‑dealer regulations, including the Investment Advisers Act and FINRA Rules Strong analytical, problem-solving, and organizational skills Experience with compliance technology and vendor systems Proficiency in Microsoft Office Suite, especially Word and Excel #J-18808-Ljbffr ProPivotal

Job Tags

Hourly pay, Temporary work, Work at office, Remote work

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